Commentary

ANNOTATION: What Works to Combat Chronic Absenteeism

A recent piece published by the Brookings Institution, Chronic Absenteeism, An Old Problem in Search of New Answers, recaps the causes and consequences of chronic student absenteeism and potential solutions to the problem. Raegen Miller, FutureEd’s director of research, amplifies some of the findings.

A recent report by the U.S. Department of Education (USED) identifies “chronic absenteeism” as a hidden educational crisis. In 2013-14, roughly 14 percent of students nationwide were chronically absent—defined as missing 10 percent or more of school days, excused or unexcused, which in most states would correspond to about 18 days of school missed each year. In some cities, that rate is considerably higher, with Detroit topping the list at 57.3 percent of students chronically absent.

This marked the first time that the U.S. Department of Education’s Office for Civil Rights released data on chronic absenteeism, and the scope of the problem came as a shock to some school districts. While many researchers and practitioners use 10 percent of the school year to define chronic absence, the OCR data used 15 or more days.

Absenteeism is not a new concern, however. Educators and local officials were focused on this issue as early as the late 19th centurya quarter of the juveniles jailed at the Chicago House of Correction in 1898 were there for truancy. From Tom Sawyer to Ferris Bueller, truancy has been a staple of popular culture in the U.S.

It’s important to remember that truancy and chronic absenteeism are not the same thing. The offense of truancy involves purely unexcused absences, while chronic absenteeism includes all missed days—those for excused, unexcused and disciplinary reasons. Research shows that missing too much school for any reason correlates with weaker academic achievement. Historically, truancy has been an on-ramp to the criminal justice system. But the reauthorization of the Juvenile Justice and Delinquency Prevention Act, currently underway, may bar states that receive federal formula grants, such as Title I, from incarcerating truant students. The thinking is that jailing students for non-violent, “status offenses” contributes to the school-to-prison pipeline.

And yet, despite considerable effort on the part of schools, communities, and states over the past 20 years, little progress has been made. It is worth reviewing what we know about the causes, consequences, and potential solutions for chronic absenteeism.

THE CONSEQUENCES OF CHRONIC ABSENTEEISM

Chronic absenteeism is associated with a host of adverse academic outcomes. A 2008 study of graduation patterns in Chicago Public Schools, for example, found that the number of days students were absent in eighth grade was eight times more predictive of freshman year course failure than eighth grade test scores. The same study found that freshman year absences were nearly as predictive of graduation rates as grade point average (GPA) and course failures, two more commonly used metrics for identifying students at risk of not graduating. Similarly, a study of Baltimore City Public Schools found that chronic absenteeism was the strongest sixth grade predictor of not graduating high school.

The research in Chicago and Baltimore has been crucial to developing early warning systems that identify students most likely to drop out. These systems look at the ABCs: attendance, behavior (i.e. suspensions) and course performance.

For younger students, research has shown that chronic absenteeism in kindergarten is associated with lower achievement in reading and math in later grades, even when controlling for a child’s family income, race, disability status, attitudes toward school, socio-emotional development, age at kindergarten entry, type of kindergarten program, and preschool experience. Chronic absenteeism has also been linked to poor socio-emotional outcomes, even after controlling for a rich set of student factors including lagged socio-emotional measures.

One study found that kindergartners who missed too many days failed to develop the skills important to persisting in schools. Since the “soft” social-emotional skills are prized in the 21st century workplace, chronic absenteeism offers an important signal to potential employers.

It is worth noting that the existing research can’t definitively say that chronic absenteeism directly causes students to have worse academic outcomes. It may be the case, for example, that poor academic performance causes a student to choose to miss school, rather than the reverse. Or there may be a third confounding factor that causes both, such as lack of sleep that causes a student both to miss his bus in the morning, hence leading to low attendance, and to struggle to focus for exams, hence leading to low achievement.

[Read More: How Did Chronic Absenteeism Become a Thing?]

Nonetheless, the intuitive connection between school attendance and learning—coupled with the strong patterns of association between absenteeism and performance—suggests that chronic absenteeism is a problem worth addressing.

PATTERNS OF CHRONIC ABSENTEEISM BY STUDENT DEMOGRAPHICS

While rates of chronic absenteeism are surprisingly high overall, there are some important differences across student demographics. According to statistics compiled by the USED (Figure 1), black students are significantly more likely to be chronically absent than their white peers, while Asian students are the least likely to be chronically absent. English language learners (LEP) are 1.2 times less likely to be chronically absent than peers, while students with disabilities (IDEA) are nearly 1.5 times more likely to be chronically absent than peers.

Differential rates of chronic absenteeism by student race or ethnicity may require schools to tailor outreach and parent-education campaigns for groups with different perspectives on the importance of attendance.

While national data do not allow one to examine chronic absenteeism by socioeconomic status, existing research finds that chronic absenteeism is significantly more common among economically disadvantaged students. For example, a national study of kindergartners found that 21 percent of poor children were chronically absent compared to only 8 percent of their non-poor peers.

The Office for Civil Rights biennial survey does not include information about socio-economic status. Researchers can, however, obtain school-level rates of eligibility for free or reduced-price lunch, a proxy for poverty, from the Common Core of Data housed by the Department of Education’s National Center for Education Statistics. Matching schools’ information from both sources using unique school identification numbers is routine.

Other research finds an interesting pattern across grades—namely, chronic absenteeism is high in kindergarten, drops to the lowest rates around fourth and fifth grade, and then climbs steadily through middle and high school to peak in 12th grade.

REASONS FOR CHRONIC ABSENTEEISM

Researchers categorize the underlying causes of truancy into four groups: (i) student-specific factors, (ii) family-specific factors, (iii) school-specific factors, and (iv) community-specific factors (Table 1). As one might expect, the importance of various factors depends a great deal on the student’s age and social context. Kindergarten absenteeism is most strongly related to family factors—e.g., children whose parents suffer from substance abuse, or whose work schedules makes it difficult for them to get their children out the door each morning.

Again, truancy and chronic absenteeism are not the same thing. Not only do the two metrics include different absences, the response to truancy, i.e. willfully missing school, is not and should not be the same as the response to a child missing school because he is struggling with asthma.

Teenage truancy, on the other hand, is more frequently associated with student- or school-factors, such as fear of bullying or disengagement with school. For example, in a recent Evidence Speaks post, Jing Liu and Susanna Loeb reported that high school teachers have differential effects on unexcused class absences—that is, when students miss only part of the school day—highlighting how the academic environment can influence school attendance.[16]

Advocates and researchers will need to monitor how states and districts treat partial absences when tabulating chronic absences.

WHAT DO WE KNOW ABOUT REDUCING CHRONIC ABSENTEEISM?

Schools, communities, and states have been working for years to reduce truancy through implementation of myriad interventions. Some are based in schools and operated by teachers or counselors; others are court-based, administered by judges, social workers or other court staff; yet others are community-based, and organized by local non-profits. Some programs work with families; others focus primarily on students themselves; and a few attempt to address structural school factors. There are hundreds of studies on programs designed to increase school attendance.

[Read More: Mining Chronic Absence Data for More Insights]

Unfortunately, very few meet even a minimum standard of rigor. A 2012 meta-analysis conducted by the Campbell Collaboration identified 391 studies of truancy interventions, only 28 of which provided any plausible basis for determining that the program was effective. The authors find that many of these interventions were effective, on average leading to a reduction in the number of days absent by 4.69 days.[18]However, for the most part, these interventions studied were small, locally-developed programs, so it is not known whether these approaches can be replicated at scale.

The ESSA requirement that all states report schools’ rates of chronic absenteeism—even if this information does not feature in their accountability programs—should pave the way for a surge in knowledge about the efficacy of attendance-promoting interventions. At least this was the pattern under No Child Left Behind, where a focus on consistent testing made it easier to assess various academic outcomes.

A handful of large, well-known interventions designed to support at-risk students target school attendance as a key intermediate outcome. These programs share several common features, including an early warning system to identify at-risk students and individualized support for such students. Interventions are typically provided within a case management model, where school personnel or program staff work with students, and often their families, on a range of issues. The verdict on these programs is mixed, however. One such program, Check & Connect, showed some promise in two small RCTs that studied the intervention for students with disabilities. The program involved monitoring student attendance, suspensions, course grades, and credits to provide individualized attention to at-risk students, and basic interventions include conversations between a monitor and the student about topics such as progress in school and how to resolve conflicts and cope with challenges. However, a more recent quasi-experimental study on a broader population finds no effects.

On the other hand, interim results from a recent RCT of the Early Warning Intervention and Monitoring System (EWIMS) indicate that the program has reduced chronic absenteeism rates from 14 to 10 percent. EWIMS is primarily a monitoring system, rather than a single intervention, but includes highly detailed and structured guidance for schools, along with a tool to help monitor student attendance and academic performance. Interventions for students found to be off-track are determined and implemented by school or district staff.

There is also some non-experimental evidence that an initiative in New York City under Mayor Bloomberg—which brought together a dozen city agencies to institute a pilot program that had many features considered best practices in truancy reduction—reduced absenteeism rates among poor children in participating schools. The program included improved use of data to identify students at risk of chronic absenteeism, student mentors, principal-led school partnership meetings, connections to community resources, an awareness campaign, and attendance incentives.

New York City’s “success mentor” program has become the model for a 30-city mentoring campaign that was launched last year under the My Brother’s Keeper initiative supporting young men of color. Mentors include volunteers, City Year workers, social work interns or even older students and staff who connect with chronically absent students to make sure they are coming to school. In New York, researchers found that students with mentors attended school more regularly and were 53 percent more likely to return to school the following year, in comparison to similar students without mentors.

States and localities, for their part, have enacted a variety of measures aimed at curbing truancy, including laws that mandate steep fines and even jail time for juvenile truants and their parents. Many such laws have gained notoriety for the draconian consequences they impose. Several years ago, for example, a Houston-area judge jailed a 17-year-old honor-roll student who had missed school because she was working two jobs to support her siblings after her parents divorced and moved out of state.

There is no evidence to suggest the these laws as a whole have reduced chronic absenteeism, and critics point out that they impose harsh and undue burdens on poor families and students with disabilities. On the other hand, recent evidence suggests that “No Pass, No Drive” laws—which make obtaining (or keeping) a driver’s license conditional on school performance—reduce chronic absenteeism among high school students.

Several recent studies have tested low-cost, information-based interventions to improve student attendance. In one such program, parents received a postcard about the importance of attendance. One random-assignment evaluation found that sending parents that single postcard reminder about the importance of attending school increased attendance by 2.4 percent. A similar intervention reduced absences by about 10 percent. Text messaging to parents, which has gained popularity recently as a low-cost intervention, has been shown to improve attendance by 17 percent.

WHERE TO GO FROM HERE?

The first step is for states and districts to collect high quality data. The Every Student Succeeds Act (ESSA) requires states to report data on chronic absenteeism, but there is still much work to be done at the school and district level to ensure the quality and consistency of such data. One way to accomplish this would be for states to adopt chronic absenteeism as the fifth accountability measure in statewide ESSA systems, as recommended in a recent Hamilton Project report.

Of 17 states that have submitted final ESSA plans by the first deadline in April 2017, 14 included a measure of chronic absenteeism among their so-called fifth indicators of school quality or student success.

The next step is for schools to use this data in a strategic and ongoing way to identify truant students, and then monitor efforts to improve their attendance. The evidence suggests that a variety of different types of programs can be successful. As with all programs, the quality of implementation seems critical. In the case of truancy prevention, implementation is particularly challenging because staff need to identify and respond to a variety of different factors underlying the absenteeism—from parental substance abuse to school bullying to transportation challenges.

While attention to unexcused absences is warranted, schools should also monitor excused absences, especially where all absences figure into a highly visible measure of accountability. Educating communities about the potential harm of excused absences may be one of schools’ more difficult challenges, since many parents and some educators don’t worry as much when students miss school with permission.

While some broad policies such as No Pass, No Drive and some low-intensity interventions have produced small improvements, it is likely that substantial improvement will require more substantial investments. Fortunately, because attendance is a “high-frequency” outcome, it affords educators and researchers a perfect laboratory to pilot and test a variety of strategies in a relatively short period of time. Some recently developed interventions seem promising. We hope that the renewed attention on chronic absenteeism by policymakers will be accompanied by greater collaboration between educators and researchers to develop and assess strategies for keeping kids in school.

This piece was written by Brian A. Jacob and Kelly Lovett and was originally published by the Brookings Institution on July 27, 2017.